The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...-task and balance priorities. Ability to work a flexible schedule including evenings, holidays, and weekends. Fluency in English (speak, read, write). High school diploma or equivalent. Schedule would be weekends, (Friday/Saturday), may include some weekdays...
...influencers, and partners within the crypto and blockchain space.Manage and grow community channels, including Discord, Telegram, Twitter, Reddit, and other relevant platforms.Create and execute campaigns to increase community engagement, including AMAs, webinars, meetups,...
...start Caring. Connecting. Growing together. Senior Service Account Manager will play a key role in cooperation and coordination with... ...located in Tyler, TX, you will have the flexibility to work remotely* as you take on some tough challenges. Primary Responsibilities...
...Full Time / Direct HireCalling all high-level branding and marketing leaders! The Hired Guns has just partnered with a well-... ...with the historic. How would you like to be their first-ever Chief Marketing Officer, with marching orders to establish their entire marketing and...
...have gained first working experience in M&A, Venture Capital, Private Equity, Corporate Finance, or the Consulting industry You are a... ...be part of a early-stage venture and help shape the M&A and investment processes from the ground-up Unique operating experience at...